Compliance Officer, Law Firm
The role
You will help develop and maintain the policies and procedures behind the firm's regulatory compliance and give day to day guidance to colleagues. The work covers professional conduct and regulatory issues, conflicts and client onboarding queries, regulatory reporting and investigations, keeping registers up to date, file reviews and compliance monitoring, and writing compliance bulletins. You will build knowledge of legal and professional regulatory requirements.
What you will need
Strong written and spoken communication, confidence dealing with people at all levels, and good organisation across competing priorities. Solid IT skills and some knowledge of regulatory requirements in professional services. Experience in a professional services business or with a regulator, or of iManage, Intapp or 3E, would help.
What is on offer
- Competitive salary with an annual bonus opportunity.
- Holiday, pension, healthcare and wellbeing benefits.
- Flexible working patterns considered.
The firm
A national full service law firm with offices across the UK. The business services teams support lawyers across a wide range of practice areas.
Connect Legal Partners is handling this search confidentially. We share the firm's name once we have spoken with you and have your permission to put you forward.
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