Senior Compliance Officer, Law Firm
The role
You will review and maintain the policies, controls and procedures that keep the firm compliant, and support the regulatory role holders with their duties. You will advise colleagues on regulatory, conflicts and ethics questions, help investigate breaches, complaints and incidents, and act as the go to adviser for the client onboarding team on AML queries. You will plan and run compliance audits and file reviews, write training and regulatory updates, and flag new risks.
What you will need
At least two years in a regulatory, risk or compliance role within professional services. A good grasp of the SRA framework, strong writing, organisation and relationship skills, and the confidence to challenge constructively. iManage, Intapp or 3E experience is a plus.
What is on offer
- Competitive salary with an annual bonus opportunity.
- Holiday, pension, healthcare and wellbeing benefits.
- Flexible working patterns considered.
The firm
A national full service law firm with offices across the UK. The business services teams support lawyers across a wide range of practice areas.
Connect Legal Partners is handling this search confidentially. We share the firm's name once we have spoken with you and have your permission to put you forward.
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